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FirmTracer aggregates publicly available data from official regulatory sources including the FCA Financial Services Register and Companies House. All data links directly to its original official source. This information is provided for research and due diligence purposes only and does not constitute legal or financial advice. FirmTracer is not affiliated with the Financial Conduct Authority or Companies House.

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  5. Anthony Sven Bather

Anthony Sven Bather

IRN: ASB00019•Active
Type
Approved Person
Known As
Anthony
Total Roles
10
Active Roles
10

Current Roles (10)

FirmRoleSince
Castle Sundborn LimitedCPD6 - Personal recommendation on Friendly Soc tax-exempt policies(not Holloway)22/03/2021
Castle Sundborn LimitedThe Chartered Insurance Institute (CII)24/01/2020
Castle Sundborn LimitedCPD4 - Personal recommendation on retail investments (not broker funds)24/01/2020
Castle Sundborn LimitedSMF17 Money Laundering Reporting Officer (MLRO)09/12/2019
Castle Sundborn Limited[FCA CF] Functions requiring qualifications09/12/2019
Castle Sundborn Limited[FCA CF] Client dealing09/12/2019
Castle Sundborn LimitedSMF16 Compliance Oversight09/12/2019
Castle Sundborn LimitedSMF3 Executive Director09/12/2019
Castle Sundborn LimitedResponsible for Insurance Distribution01/10/2018
Castle Sundborn LimitedResponsibility for MCD Intermediation23/08/2016