Adrian Mark Knott

IRN: AMK00007Active
Type
Approved Person
Known As
Adrian
Total Roles
23
Active Roles
14

Current Roles (14)

FirmRoleSince
Knott Another Mortgage Adviser LimitedThe Chartered Insurance Institute (CII)18/03/2021
Knott Another Mortgage Adviser LimitedCPD20 - Advising or arranging regulated mortgage contracts18/03/2021
Knott Another Mortgage Adviser LimitedSMF9 Chair of the Governing Body29/02/2020
Knott Another Mortgage Adviser LimitedSMF16 Compliance Oversight29/02/2020
Knott Another Mortgage Adviser LimitedSMF27 Partner29/02/2020
Knott Another Mortgage Adviser LimitedSMF1 Chief Executive29/02/2020
Knott Another Mortgage Adviser LimitedSMF17 Money Laundering Reporting Officer (MLRO)09/12/2019
Knott Another Mortgage Adviser Limited[FCA CF] Significant management09/12/2019
Knott Another Mortgage Adviser Limited[FCA CF] Functions requiring qualifications09/12/2019
Knott Another Mortgage Adviser Limited[FCA CF] Client dealing09/12/2019
Knott Another Mortgage Adviser Limited[PRA CF] Key function holder09/12/2019
Knott Another Mortgage Adviser LimitedSMF3 Executive Director09/12/2019
Knott Another Mortgage Adviser LimitedResponsible for Insurance Distribution01/10/2018
Knott Another Mortgage Adviser LimitedResponsibility for MCD Intermediation21/03/2016

Past Roles (9)

FirmRoleFromToStatus
Knott Another Mortgage Adviser LimitedCF28 Systems and controls01/11/200708/12/2019Withdrawn
Knott Another Mortgage Adviser LimitedResponsible for Insurance Mediation14/01/200530/09/2018Converted
Knott Another Mortgage Adviser LimitedCF8 Apportionment and Oversight31/10/200431/03/2009Withdrawn
Knott Another Mortgage Adviser LimitedCF13 Finance31/10/200431/10/2007Converted
Knott Another Mortgage Adviser LimitedCF1 Director31/10/200408/12/2019Withdrawn
Knott Another Mortgage Adviser LimitedCF11 Money Laundering Reporting31/10/200408/12/2019Withdrawn
Knott Another Mortgage Adviser LimitedCF14 Risk Assessment31/10/200431/10/2007Converted
Knott Another Mortgage Adviser LimitedCF15 Internal Audit31/10/200431/10/2007Converted
Alexander Hall Associates LimitedCF21 Investment Adviser01/12/200104/02/2004Withdrawn