Andrew David Briggs

IRN: ADB01086•Active

Type

Approved Person

Known As

Andy

Total Roles

179

Active Roles

Current Roles (17)

Firm	Role	Since
Standard Life Lifetime Mortgages Limited	[FCA CF] Manager of certification employee	30/09/2025
ReAssure UK Services Limited	[FCA CF] Manager of certification employee	30/09/2025
Pearl Group Services Limited	[FCA CF] Manager of certification employee	30/09/2025
Phoenix Wealth Services Limited	[FCA CF] Manager of certification employee	30/09/2025
Standard Life Financial Advice Services Limited	[FCA CF] Manager of certification employee	30/09/2025
Namulas Pension Trustees Limited	[FCA CF] Manager of certification employee	30/09/2025
Phoenix Unit Trust Managers Limited	[FCA CF] Manager of certification employee	30/09/2025
Phoenix Group Management Services Limited	[FCA CF] Manager of certification employee	30/09/2025
Phoenix Life CA Limited	SMF1 Chief Executive	01/04/2024
ReAssure Limited	Responsible for Insurance Distribution	20/12/2022
ReAssure Life Limited	Responsible for Insurance Distribution	20/12/2022
Standard Life Assurance Limited	SMF1 Chief Executive	20/12/2022
Standard Life Assurance Limited	Responsible for Insurance Distribution	20/12/2022
Phoenix Life Limited	SMF1 Chief Executive	20/12/2022
Phoenix Life Limited	Responsible for Insurance Distribution	20/12/2022
ReAssure Life Limited	SMF1 Chief Executive	20/12/2022
ReAssure Limited	SMF1 Chief Executive	20/12/2022

Past Roles (162)

Firm	Role	From	To	Status
Phoenix Life CA Limited	SMF7 Group Entity Senior Manager	28/06/2023	01/04/2024	Withdrawn
Phoenix Life Assurance Limited	Responsible for Insurance Distribution	20/12/2022	09/12/2024	Withdrawn (Firm Cancellation)
Phoenix Life Assurance Limited	SMF1 Chief Executive	20/12/2022	09/12/2024	Withdrawn (Firm Cancellation)
Sunlife Limited	SMF7 Group Entity Senior Manager	07/05/2021	01/10/2022	Withdrawn
Phoenix Wealth Services Limited	SMF7 Group Entity Senior Manager	07/05/2021	01/10/2022	Withdrawn
Phoenix Unit Trust Managers Limited	SMF7 Group Entity Senior Manager	07/05/2021	01/10/2022	Withdrawn
ReAssure Limited	SMF7 Group Entity Senior Manager	23/12/2020	20/12/2022	Withdrawn (Form E)
ReAssure Life Limited	SMF7 Group Entity Senior Manager	23/12/2020	20/12/2022	Withdrawn (Form E)
Phoenix Group Management Services Limited	SMF7 Group Entity Senior Manager	10/03/2020	01/10/2022	Withdrawn
PA (GI) Limited	SMF7 Group Entity Senior Manager	10/03/2020	01/10/2022	Withdrawn
Phoenix Life Assurance Limited	SMF7 Group Entity Senior Manager	10/03/2020	20/12/2022	Withdrawn (Form E)
Phoenix Life Limited	SMF7 Group Entity Senior Manager	10/03/2020	20/12/2022	Withdrawn (Form E)
Standard Life Assurance Limited	SMF7 Group Entity Senior Manager	10/03/2020	20/12/2022	Withdrawn (Form E)
Pearl Group Services Limited	SMF7 Group Entity Senior Manager	10/03/2020	01/10/2022	Withdrawn
The Ocean Marine Insurance Company Limited	SMF7 Group Entity Senior Manager	04/01/2019	24/04/2019	Withdrawn
Gresham Insurance Company Limited	SMF7 Group Entity Senior Manager	04/01/2019	24/04/2019	Withdrawn
Friends Life FPLMA Limited	SMF3 Executive Director	10/12/2018	24/04/2019	Withdrawn
The Ocean Marine Insurance Company Limited	SMF18 Other Overall Responsibility	10/12/2018	03/01/2019	Withdrawn
Aviva Life & Pensions UK Limited	SMF3 Executive Director	10/12/2018	24/04/2019	Withdrawn
Gresham Insurance Company Limited	SMF18 Other Overall Responsibility	10/12/2018	03/01/2019	Withdrawn
Aviva Life & Pensions UK Limited	SMF1 Chief Executive	10/12/2018	24/04/2019	Withdrawn
Aviva International Insurance Limited	SMF7 Group Entity Senior Manager	10/12/2018	24/04/2019	Withdrawn
Aviva Insurance Limited	SMF1 Chief Executive	10/12/2018	24/04/2019	Withdrawn
Friends Life FPLMA Limited	SMF1 Chief Executive	10/12/2018	24/04/2019	Withdrawn
Aviva Health UK Limited	CF29 Significant management	08/01/2018	24/04/2019	Withdrawn
Aviva Investment Solutions UK Limited	CF29 Significant management	08/01/2018	24/04/2019	Withdrawn
Aviva Insurance Limited	SIMF1 Chief Executive Function	20/06/2017	09/12/2018	Withdrawn
Aviva Credit Services UK Limited	CF29 Significant management	20/06/2017	24/04/2019	Withdrawn
The Ocean Marine Insurance Company Limited	CF29 Significant management	20/06/2017	09/12/2018	Withdrawn
Aviva Health UK Limited	CF1 Director	20/06/2017	08/01/2018	Withdrawn (Form E)
Aviva Insurance Services UK Limited	CF29 Significant management	20/06/2017	24/04/2019	Withdrawn
Gresham Insurance Company Limited	CF29 Significant management	20/06/2017	09/12/2018	Withdrawn
Friends Life FPLMA Limited	SIMF1 Chief Executive Function	02/08/2016	09/12/2018	Withdrawn
Aviva UK Digital Limited	CF1 Director	12/06/2016	24/04/2019	Withdrawn
Aviva Annuity UK Limited	SIMF1 Chief Executive Function	07/03/2016	28/06/2018	Withdrawn (Firm Cancellation)
Friends Life Limited	SIMF1 Chief Executive Function	07/03/2016	23/04/2018	Withdrawn (Firm Cancellation)
Friends Life and Pensions Limited	SIMF1 Chief Executive Function	07/03/2016	23/04/2018	Withdrawn (Firm Cancellation)
Aviva Life & Pensions UK Limited	SIMF1 Chief Executive Function	07/03/2016	09/12/2018	Withdrawn
Aviva International Insurance Limited	SIMF7 Group Entity Senior Insurance Manager Function	07/03/2016	09/12/2018	Withdrawn
Aviva Insurance Limited	SIMF7 Group Entity Senior Insurance Manager Function	07/03/2016	19/06/2017	Withdrawn
Aviva International Insurance Limited	CF1 Director	29/04/2015	06/03/2016	Withdrawn
Aviva Investors Global Services Limited	CF1 Director	29/04/2015	24/04/2019	Withdrawn
Aviva Insurance Limited	CF1 Director	29/04/2015	06/03/2016	Withdrawn
Aviva Annuity UK Limited	CF8 Apportionment and Oversight	13/04/2015	06/03/2016	Withdrawn
Aviva Annuity UK Limited	CF3 Chief Executive	13/04/2015	06/03/2016	Withdrawn
Aviva Annuity UK Limited	CF1 Director	13/04/2015	28/06/2018	Withdrawn (Firm Cancellation)
Aviva Wrap UK Limited	CF29 Significant management	13/04/2015	24/04/2019	Withdrawn
Aviva Life & Pensions UK Limited	CF3 Chief Executive	13/04/2015	06/03/2016	Withdrawn
Aviva Life Services UK Limited	CF1 Director	13/04/2015	24/04/2019	Withdrawn
Aviva Life & Pensions UK Limited	CF1 Director	13/04/2015	09/12/2018	Withdrawn
Aviva Life Services UK Limited	CF3 Chief Executive	13/04/2015	24/04/2019	Withdrawn
Aviva Pension Trustees UK Limited	CF29 Significant management	13/04/2015	24/04/2019	Withdrawn
Aviva Life & Pensions UK Limited	CF8 Apportionment and Oversight	13/04/2015	06/03/2016	Withdrawn
Aviva Equity Release UK Limited	CF29 Significant management	13/04/2015	24/04/2019	Withdrawn
Aviva Health UK Limited	CF29 Significant management	13/04/2015	31/12/2015	Withdrawn
Friends Life Group Limited	CF1 Director	16/04/2013	10/04/2015	Withdrawn (Firm Cancellation)
Friends Life Group Limited	CF3 Chief Executive	16/04/2013	10/04/2015	Withdrawn (Firm Cancellation)
Friends Annuities Limited	CF3 Chief Executive	31/05/2011	16/02/2016	Withdrawn (Firm Cancellation)
Friends Life Marketing Limited	CF3 Chief Executive	31/05/2011	18/01/2017	Withdrawn (Firm Cancellation)
Friends Life Marketing Limited	CF1 Director	31/05/2011	18/01/2017	Withdrawn (Firm Cancellation)
Friends Annuities Limited	CF1 Director	31/05/2011	16/02/2016	Withdrawn (Firm Cancellation)
Aviva Investment Solutions UK Limited	CF3 Chief Executive	31/05/2011	08/01/2018	Withdrawn (Form E)
Aviva Investment Solutions UK Limited	CF1 Director	31/05/2011	08/01/2018	Withdrawn (Form E)
Friends Annuities Limited	CF8 Apportionment and Oversight	31/05/2011	16/02/2016	Withdrawn (Firm Cancellation)
Aviva Administration Limited	CF3 Chief Executive	31/05/2011	24/04/2019	Withdrawn
Aviva Administration Limited	CF1 Director	31/05/2011	24/04/2019	Withdrawn
Friends Life Assurance Society Limited	CF3 Chief Executive	31/05/2011	31/12/2012	Withdrawn (Firm Cancellation)
Friends Life Company Limited	CF3 Chief Executive	31/05/2011	07/02/2014	Withdrawn (Firm Cancellation)
Friends Life and Pensions Limited	CF8 Apportionment and Oversight	31/05/2011	06/03/2016	Withdrawn
Friends Provident Reinsurance Services Ltd	CF1 Director	31/05/2011	24/11/2011	Withdrawn (Firm Cancellation)
Friends Provident Reinsurance Services Ltd	CF3 Chief Executive	31/05/2011	24/11/2011	Withdrawn (Firm Cancellation)
Friends Life Company Limited	CF1 Director	31/05/2011	07/02/2014	Withdrawn (Firm Cancellation)
Friends Life Assurance Society Limited	CF8 Apportionment and Oversight	31/05/2011	31/12/2012	Withdrawn (Firm Cancellation)
Friends Life and Pensions Limited	CF1 Director	31/05/2011	23/04/2018	Withdrawn (Firm Cancellation)
Friends Life Limited	CF3 Chief Executive	31/05/2011	06/03/2016	Withdrawn
Friends Life Limited	CF8 Apportionment and Oversight	31/05/2011	06/03/2016	Withdrawn
Friends Life Assurance Society Limited	CF1 Director	31/05/2011	31/12/2012	Withdrawn (Firm Cancellation)
Sesame Limited	CF2 Non Executive Director	31/05/2011	01/12/2016	Withdrawn
Friends Life and Pensions Limited	CF3 Chief Executive	31/05/2011	06/03/2016	Withdrawn
Friends Life Company Limited	CF8 Apportionment and Oversight	31/05/2011	07/02/2014	Withdrawn (Firm Cancellation)
Friends Life Limited	CF1 Director	31/05/2011	23/04/2018	Withdrawn (Firm Cancellation)
Friends Life FPLMA Limited	CF1 Director	31/05/2011	09/12/2018	Withdrawn
Friends Provident Life Assurance Limited	CF8 Apportionment and Oversight	31/05/2011	14/12/2011	Withdrawn (Firm Cancellation)
Friends Provident Life Assurance Limited	CF1 Director	31/05/2011	14/12/2011	Withdrawn (Firm Cancellation)
Friends Provident Life Assurance Limited	CF3 Chief Executive	31/05/2011	14/12/2011	Withdrawn (Firm Cancellation)
St Andrew's Insurance Plc	Responsible for Insurance Mediation	20/04/2010	10/05/2011	Withdrawn (Form E)
St Andrew's Insurance Plc	CF1 Director	20/04/2010	27/05/2011	Withdrawn
St Andrew's Insurance Plc	CF8 Apportionment and Oversight	20/04/2010	27/05/2011	Withdrawn
Halifax General Insurance Services Limited	CF8 Apportionment and Oversight	20/04/2010	27/05/2011	Withdrawn
Lloyds Bank General Insurance Limited	CF3 Chief Executive	20/04/2010	27/05/2011	Withdrawn
Lloyds Bank General Insurance Limited	CF1 Director	20/04/2010	27/05/2011	Withdrawn
Halifax General Insurance Services Limited	Responsible for Insurance Mediation	20/04/2010	10/05/2011	Withdrawn (Form E)
Lloyds Bank General Insurance Limited	CF8 Apportionment and Oversight	20/04/2010	27/05/2011	Withdrawn
Lloyds Bank General Insurance Limited	Responsible for Insurance Mediation	20/04/2010	10/05/2011	Withdrawn (Form E)
St Andrew's Insurance Plc	CF3 Chief Executive	20/04/2010	27/05/2011	Withdrawn
Halifax General Insurance Services Limited	CF1 Director	20/04/2010	27/05/2011	Withdrawn
Lloyds Bank Insurance Services Limited	CF1 Director	20/04/2010	27/05/2011	Withdrawn
Lloyds Bank Insurance Services Limited	CF3 Chief Executive	20/04/2010	27/05/2011	Withdrawn
Lloyds Bank Insurance Services Limited	CF8 Apportionment and Oversight	20/04/2010	27/05/2011	Withdrawn
Lloyds Bank Insurance Services Limited	Responsible for Insurance Mediation	20/04/2010	10/05/2011	Withdrawn (Form E)
Halifax General Insurance Services Limited	CF3 Chief Executive	20/04/2010	27/05/2011	Withdrawn
HBOS Investment Fund Managers Limited	CF29 Significant management	09/09/2009	06/04/2010	Withdrawn
Halifax Life Limited	CF29 Significant management	09/09/2009	06/04/2010	Withdrawn
SCOTTISH WIDOWS LIMITED	CF29 Significant management	09/09/2009	06/04/2010	Withdrawn
Clerical Medical Managed Funds Limited	CF29 Significant management	09/09/2009	06/04/2010	Withdrawn
St Andrew's Life Assurance Plc	CF29 Significant management	09/09/2009	06/04/2010	Withdrawn
SW Funding plc	CF8 Apportionment and Oversight	04/03/2009	06/04/2010	Withdrawn
Scottish Widows Annuities Limited	CF3 Chief Executive	04/03/2009	06/04/2010	Withdrawn
SW Funding plc	CF3 Chief Executive	04/03/2009	06/04/2010	Withdrawn
Scottish Widows Annuities Limited	CF8 Apportionment and Oversight	04/03/2009	06/04/2010	Withdrawn
Bank of Scotland plc	CF29 Significant management	16/01/2009	27/05/2011	Withdrawn
Lloyds Bank PLC	CF29 Significant management	16/01/2009	27/05/2011	Withdrawn
Scottish Widows Unit Trust Managers Limited	CF29 Significant management	01/11/2007	22/06/2009	Withdrawn
Scottish Widows Annuities Limited	CF29 Significant management	01/11/2007	22/06/2009	Withdrawn
SW Funding plc	CF29 Significant management	01/11/2007	22/06/2009	Withdrawn
Scottish Widows Fund Management Limited	CF8 Apportionment and Oversight	04/01/2007	31/03/2009	Withdrawn
Scottish Widows Unit Trust Managers Limited	CF16 Significant Mgt (Desgntd Investment Business)	04/01/2007	31/10/2007	Converted
Scottish Widows Annuities Limited	CF16 Significant Mgt (Desgntd Investment Business)	04/01/2007	31/10/2007	Converted
Scottish Widows Annuities Limited	CF1 Director	04/01/2007	25/03/2010	Withdrawn
Lloyds Bank PLC	CF16 Significant Mgt (Desgntd Investment Business)	04/01/2007	16/05/2007	Withdrawn
SW Funding plc	CF1 Director	04/01/2007	25/03/2010	Withdrawn
Lloyds TSB Financial Consultants Limited	CF16 Significant Mgt (Desgntd Investment Business)	04/01/2007	16/05/2007	Withdrawn
Scottish Widows Unit Trust Managers Limited	CF3 Chief Executive	04/01/2007	16/05/2010	Withdrawn
SW Funding plc	CF16 Significant Mgt (Desgntd Investment Business)	04/01/2007	31/10/2007	Converted
SW Funding plc	Responsible for Insurance Mediation	04/01/2007	06/04/2010	Withdrawn
Scottish Widows Unit Trust Managers Limited	CF8 Apportionment and Oversight	04/01/2007	31/03/2009	Withdrawn
TSB Bank plc	CF16 Significant Mgt (Desgntd Investment Business)	04/01/2007	16/05/2007	Withdrawn
Scottish Widows Fund Management Limited	CF3 Chief Executive	04/01/2007	16/05/2010	Withdrawn
Scottish Widows Unit Trust Managers Limited	CF1 Director	04/01/2007	25/03/2010	Withdrawn
Scottish Widows Fund Management Limited	CF1 Director	04/01/2007	25/03/2010	Withdrawn
Scottish Widows Annuities Limited	Responsible for Insurance Mediation	04/01/2007	06/04/2010	Withdrawn
Scottish Amicable ISA Managers Limited	CF17 Significant Mgt (Other Business Operations)	27/09/2006	31/10/2006	Withdrawn
Prudential Pensions Limited	CF17 Significant Mgt (Other Business Operations)	27/09/2006	31/10/2006	Withdrawn
Scottish Amicable Life plc	CF17 Significant Mgt (Other Business Operations)	27/09/2006	31/10/2006	Withdrawn
Prudential (AN) Ltd	CF17 Significant Mgt (Other Business Operations)	27/09/2006	31/10/2006	Withdrawn
Prudential Holborn Life Limited	CF17 Significant Mgt (Other Business Operations)	27/09/2006	31/10/2006	Withdrawn
Prudential Lifetime Mortgages Limited	CF1 Director	22/06/2006	02/10/2006	Withdrawn
Prudential Distribution Limited	Responsible for Insurance Mediation	12/10/2005	02/10/2006	Withdrawn
The Prudential Assurance Company Limited	Responsible for Insurance Mediation	27/09/2005	02/10/2006	Withdrawn
Prudential Distribution Limited	CF1 Director	08/12/2004	02/10/2006	Withdrawn
The Prudential Assurance Company Limited	CF1 Director	20/02/2004	02/10/2006	Withdrawn
Scottish Amicable Unit Trust Managers Limited	CF19 Significant Mgt (Financial Resources)	30/12/2003	09/02/2004	Withdrawn
The Prudential Assurance Company Limited	CF19 Significant Mgt (Financial Resources)	30/12/2003	20/02/2004	Withdrawn (Form E)
Prudential (AN) Ltd	CF19 Significant Mgt (Financial Resources)	30/12/2003	27/09/2006	Withdrawn (Form E)
Scottish Amicable ISA Managers Limited	CF19 Significant Mgt (Financial Resources)	30/12/2003	27/09/2006	Withdrawn (Form E)
Prudential Distribution Limited	CF19 Significant Mgt (Financial Resources)	30/12/2003	08/12/2004	Withdrawn (Form E)
Prudential Lifetime Mortgages Limited	CF19 Significant Mgt (Financial Resources)	30/12/2003	22/06/2006	Withdrawn
Prudential Holborn Life Limited	CF19 Significant Mgt (Financial Resources)	30/12/2003	27/09/2006	Withdrawn (Form E)
Scottish Amicable Life plc	CF19 Significant Mgt (Financial Resources)	30/12/2003	27/09/2006	Withdrawn (Form E)
Prudential Pensions Limited	CF19 Significant Mgt (Financial Resources)	30/12/2003	27/09/2006	Withdrawn (Form E)
Prudential Pensions Limited	CF16 Significant Mgt (Desgntd Investment Business)	21/08/2003	27/09/2006	Withdrawn (Form E)
Prudential Annuities Limited	CF1 Director	23/07/2002	02/10/2006	Withdrawn
Prudential Retirement Income Limited	CF1 Director	23/07/2002	02/10/2006	Withdrawn
Scottish Amicable Life plc	CF16 Significant Mgt (Desgntd Investment Business)	01/12/2001	27/09/2006	Withdrawn (Form E)
Scottish Amicable Unit Trust Managers Limited	CF16 Significant Mgt (Desgntd Investment Business)	01/12/2001	09/02/2004	Withdrawn
Prudential (AN) Ltd	CF16 Significant Mgt (Desgntd Investment Business)	01/12/2001	27/09/2006	Withdrawn (Form E)
Prudential Holborn Life Limited	CF16 Significant Mgt (Desgntd Investment Business)	01/12/2001	27/09/2006	Withdrawn (Form E)
The Prudential Assurance Company Limited	CF16 Significant Mgt (Desgntd Investment Business)	01/12/2001	20/02/2004	Withdrawn (Form E)
Prudential Distribution Limited	CF16 Significant Mgt (Desgntd Investment Business)	01/12/2001	08/12/2004	Withdrawn (Form E)
Prudential Pensions Limited	CF1 Director	01/12/2001	21/08/2003	Withdrawn (Form E)
Prudential Lifetime Mortgages Limited	CF16 Significant Mgt (Desgntd Investment Business)	01/12/2001	22/06/2006	Withdrawn
Scottish Amicable ISA Managers Limited	CF16 Significant Mgt (Desgntd Investment Business)	01/12/2001	27/09/2006	Withdrawn (Form E)