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FirmTracer aggregates publicly available data from official regulatory sources including the FCA Financial Services Register and Companies House. All data links directly to its original official source. This information is provided for research and due diligence purposes only and does not constitute legal or financial advice. FirmTracer is not affiliated with the Financial Conduct Authority or Companies House.

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  5. Vontobel Asset Management S.A.

Vontobel Asset Management S.A.

FRN: 966651•authorised•Profile Score
Company Status
N/A
Registration No.
N/A
Incorporated
N/A
Registered Address
Not Available

Regulatory Permissions

8 permissions across 2 categories

Designated Investment Business5 permissions
Agreeing to carry on a regulated activityAdvising (ex Pension Transfers/Opt Outs)Arranging deals in investmentsMaking arrangementsManaging investments
Markets in Financial Instruments Directive3 permissions
A1 - Receive/Transmit ordersA5 - Investment adviceA7 - Placing of fin instr w/o commitment

Registered Individuals (2)

Full NameRoleStatus
Tiffany Parsons[FCA CF] Client dealingApproved
Ella Mary Louise Smith[FCA CF] Client dealingApproved

Enforcement History (0)

No enforcement actions have been identified for this firm.