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  5. Global X Management Company (UK) Limited

Global X Management Company (UK) Limited

FRN: 965081•authorised•Profile Score
Company Status
N/A
Registration No.
N/A
Incorporated
N/A
Registered Address
Not Available

Regulatory Permissions

10 permissions across 2 categories

Designated Investment Business6 permissions
Agreeing to carry on a regulated activityAdvising (ex Pension Transfers/Opt Outs)Arranging deals in investmentsMaking arrangementsDealing in investments as agentManaging investments
Markets in Financial Instruments Directive4 permissions
A1 - Receive/Transmit ordersA2 - Execution of ordersA4 - Portfolio managementA5 - Investment advice

Registered Individuals (1)

Full NameRoleStatus
George TaylorSMF1 Chief ExecutiveApproved

Enforcement History (0)

No enforcement actions have been identified for this firm.