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FirmTracer aggregates publicly available data from official regulatory sources including the FCA Financial Services Register and Companies House. All data links directly to its original official source. This information is provided for research and due diligence purposes only and does not constitute legal or financial advice. FirmTracer is not affiliated with the Financial Conduct Authority or Companies House.

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  5. Hartley Ross Ltd

Hartley Ross Ltd

FRN: 924765•authorised•Profile Score
Company Status
N/A
Registration No.
N/A
Incorporated
N/A
Registered Address
Not Available

Regulatory Permissions

12 permissions across 4 categories

Designated Investment Business5 permissions
Agreeing to carry on a regulated activityAdvising (ex Pension Transfers/Opt Outs)Advising on Pension Transfers/Opt OutsArranging deals in investmentsMaking arrangements
Regulated Home Finance3 permissions
Advising on regulated mortgage contractsArranging regulated mortgage contractsMaking arrangements
CBTL2 permissions
Acting as a CBTL ArrangerActing as a CBTL Advisor
Consumer Credit2 permissions
Credit BrokingDebt-counselling

Registered Individuals (3)

Full NameRoleStatus
Andrew James GomanThe Chartered Insurance Institute (CII)Approved
Daniel Bradley RossThe London Institute of Banking and Finance (LIBF) - formerly known as IFSApproved
roberto cerviThe Chartered Insurance Institute (CII)Approved

Enforcement History (0)

No enforcement actions have been identified for this firm.