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FirmTracer aggregates publicly available data from official regulatory sources including the FCA Financial Services Register and Companies House. All data links directly to its original official source. This information is provided for research and due diligence purposes only and does not constitute legal or financial advice. FirmTracer is not affiliated with the Financial Conduct Authority or Companies House.

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Anne

FRN: 786091•authorised•Profile Score
Company Status
N/A
Registration No.
N/A
Incorporated
N/A
Registered Address
Not Available

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No individuals listed.

Enforcement History (19)

DateAction TitleTypeReference
30/05/2024Notice of Decision 2024: Auto Channel LtdcancellationSourcePDF
30/01/2024Notice of Decision 2024: Spanner Monkeyz Holdings LtdcancellationSourcePDF
01/07/2023Annex 4 Benchmarks Regulation – Notice of Modifications – US Dollar LIBORotherSourcePDF
01/07/2023Annex 4 Benchmarks Regulation – Additional Notice of Proposed Modifications – US Dollar LIBORotherSourcePDF
31/05/2023Annex 4 Benchmarks Regulation – Notice of proposed modificationsotherSourcePDF
01/01/2022Annex 4 Benchmarks Regulation – Notice of modificationsotherSourcePDF
01/01/2022Annex 4 Benchmarks Regulation – Additional notice of proposed modificationsotherSourcePDF
16/11/2021Annex 4 Benchmarks Regulation – Notice of proposed modificationsotherSourcePDF
22/05/2019Anti-competitive conduct in the asset management sector: FCA Decisions under the Competition Act 1998 - AnnexesotherSourcePDF
10/05/2017Final Notice 2017: Joanne FitzsimmonscancellationSourcePDF
02/02/2017Final Notice 2017: Jordanne MoycancellationSourcePDF
01/09/2016Final notice 2016: Elizabeth Anne Parryprohibition orderSourcePDF
12/12/2014FCA Final Notice 2014: Leanne Marie Nicholsonprohibition orderSourcePDF
17/12/2013FCA Final Notice 2013: Westwood Independent Financial Plannersfinancial penaltySourcePDF
04/03/2013FSA Final Notice 2013: Stephen Herbert DannerotherSourcePDF
20/07/2012FSA Approved Person Refusals 2012: Stephen Herbert DannerotherSourcePDF
31/05/2011FSA Decision Notice 2011: Westwood Independent Financial PlannersotherSourcePDF
15/03/2010FSA Final Notice 2010: Sally-Anne Jones trading as Red Loans and MortgagesotherSourcePDF
18/12/2008FSA Final Notice 2008: Herodotos Roy Demosthenous trading as Channel Financial ServicesotherSourcePDF