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FirmTracer aggregates publicly available data from official regulatory sources including the FCA Financial Services Register and Companies House. All data links directly to its original official source. This information is provided for research and due diligence purposes only and does not constitute legal or financial advice. FirmTracer is not affiliated with the Financial Conduct Authority or Companies House.

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Richard

FRN: 752233•authorised•Profile Score
Company Status
N/A
Registration No.
N/A
Incorporated
N/A
Registered Address
Not Available

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No permissions listed.

Registered Individuals

No individuals listed.

Enforcement History (55)

DateAction TitleTypeReference
11/04/2025Notice of Decision 2025: Richard Rolfe trading as Continental CarscancellationSourcePDF
25/03/2025Notice of Decision 2025: Richard Knight LimitedcancellationSourcePDF
16/12/2024Notice of Decision 2024: Richard Fenechprohibition orderSourcePDF
13/09/2024Notice of Decision 2024: Richard ThornecancellationSourcePDF
05/07/2024Notice of Decision 2024: Richard HarringtoncancellationSourcePDF
12/01/2024Notice of Decision 2024: Richard George MurraycancellationSourcePDF
03/10/2023Final Notice 2023: Simon Richard Hughesprohibition orderSourcePDF
19/05/2023Final Notice 2023: Richard John Hamilton (Trading as Hamilton Motors and Richard H Hamilton Car Sales)cancellationSourcePDF
28/07/2022Decision Notice 2022: Richard Adamfinancial penaltySourcePDF
28/07/2022Decision Notice 2022: Richard John Howsonfinancial penaltySourcePDF
09/07/2020Final Notice 2020: R Szeto trading as Richard SzetootherSourcePDF
12/02/2020Final Notice 2020: John RichardscancellationSourcePDF
17/05/2019Final Notice 2019: Richard IrwincancellationSourcePDF
12/11/2018Final Notice 2018: Neil Richard DulsoncancellationSourcePDF
17/01/2018Final notice 2018: Richard AdamscancellationSourcePDF
16/11/2017Final Notice 2017: Richard Telfryn Jonesprohibition orderSourcePDF
11/10/2017Final Notice 2017: Richard GreenwoodcancellationSourcePDF
23/06/2017Final Notice 2017: Paul Richard WatkinscancellationSourcePDF
13/06/2017Final Notice 2017: Brian RichardscancellationSourcePDF
12/04/2017Final Notice 2017: Richard Brian SpoonercancellationSourcePDF
14/11/2016Final Notice 2016: Richard BarcaotherSourcePDF
25/10/2016Final Notice: Richard Clayprohibition orderSourcePDF
06/08/2013FCA Final Notice 2013: Richards Wines and Levy LimitedcancellationSourcePDF
29/07/2013FCA Final Notice 2013: Mark Richard FaulknercancellationSourcePDF
15/07/2013FCA Final Notice 2013: Martin Richard Moseling trading as Blenheim Financial ServicescancellationSourcePDF
27/07/2012FSA Final Notice 2012: Richard RhysotherSourcePDF
26/08/2011FSA Final Notice 2011: Graham Harold Richard BettonotherSourcePDF
08/07/2011FSA Final Notice 2011: Richard David LindleyotherSourcePDF
14/06/2011FSA Final Notice 2011: Richard Charles WilsonotherSourcePDF
13/12/2010FSA Final Notice 2010: Sedley Richard Laurence VoultersotherSourcePDF
21/09/2010FSA Final Notice 2010: Peter Richard OsborneotherSourcePDF
21/09/2010FSA Final Notice 2010: Richard James PrudenceotherSourcePDF
09/06/2010FSA Final Notice 2010: Mr David Richard HeadotherSourcePDF
01/06/2010FSA Final Notice 2010: Richard Granville GreenlandotherSourcePDF
13/04/2010FSA Final Notice 2010: Richard BarclayotherSourcePDF
16/02/2010FSA Final Notice 2010: Katharine PrichardotherSourcePDF
27/01/2010FSA Final Notice 2010: Richard FairleyotherSourcePDF
01/07/2009FSA Final Notice 2009: Mr Richard Anthony HolmesotherSourcePDF
20/05/2009FSA Final Notice 2009: Richard Francis Grey trading as Greygoose Mortgages ServicesotherSourcePDF
14/01/2009FSA Final Notice 2009: Richard KennedyotherSourcePDF
06/01/2009FSA Final Notice 2009: Peter Richard HilderotherSourcePDF
06/01/2009FSA Final Notice 2009: Peter Richard Hilder, formerly trading as Savings Assured MortgagesotherSourcePDF
20/11/2008FSA Final Notice 2008: Richard BainesotherSourcePDF
12/11/2008FSA Final Notice 2008: Richard RalphotherSourcePDF
01/08/2008FSA Supervisory Notice 2008: Peter Richard Hilder, trading as Savings Assured MortgagesotherSourcePDF
31/07/2008FSA Final Notice 2008: Charles Richard Francis WestonotherSourcePDF
13/12/2007FSA Final Notice 2007: James Duncan RichardsonotherSourcePDF
16/11/2007FSA Final Notice 2007: Simon Richard BrignallotherSourcePDF
19/10/2007FSA Final Notice 2007: Richard Irving's Ground Rent Business LimitedotherSourcePDF
11/10/2007FSA Final Notice 2007: Richard Michael WolfotherSourcePDF
06/09/2007FSA Final Notice 2007: Richard HayesotherSourcePDF
01/06/2007FSA Approved Person Refusals 2007: Mortgage Plus [N.I.] Limited ("Mortgage Plus") and Mr Richard Kirk McClure ("Mr McClure")otherSourcePDF
27/04/2007FSA Final Notice 2007: Mrs Valerie Ann RichardsotherSourcePDF
27/04/2007FSA Final Notice 2007: Mr Ivan Frank RichardsotherSourcePDF
02/03/2006FSA Final Notice 2006: Mark Richard SealeyotherSourcePDF