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| Date | Action Title | Type | Reference |
|---|---|---|---|
| 14/08/2018 | Final Notice 2018: Xclusive Group Limited | cancellation | SourcePDF |
| 16/07/2013 | FCA Final Notice 2013: Swinton Group Limited | financial penalty | SourcePDF |
| 28/10/2009 | FSA Final Notice 2009: Swinton Group Limited | other | SourcePDF |
| 21/08/2008 | FSA Final Notice 2008: GK Group Limited | other | SourcePDF |
| 20/08/2008 | FSA Final Notice 2008: Comline Group Limited | other | SourcePDF |
| 01/06/2008 | FSA Supervisory Notice 2008: Comline Group Limited | other | SourcePDF |