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FirmTracer aggregates publicly available data from official regulatory sources including the FCA Financial Services Register and Companies House. All data links directly to its original official source. This information is provided for research and due diligence purposes only and does not constitute legal or financial advice. FirmTracer is not affiliated with the Financial Conduct Authority or Companies House.

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Wealth Management

FRN: 465944•authorised•Profile Score
Company Status
N/A
Registration No.
N/A
Incorporated
N/A
Registered Address
Not Available

Regulatory Permissions

No permissions listed.

Registered Individuals

No individuals listed.

Enforcement History (18)

DateAction TitleTypeReference
08/10/2025Notice of Decision 2025: Rhoss Dancey trading as RDI Wealth ManagementcancellationSourcePDF
06/01/2025Notice of Decision 2025: Barkestone Associates (Wealth Management) LimitedcancellationSourcePDF
08/10/2024Final Notice 2024: Ashraf Wealth Management LtdotherSourcePDF
27/02/2024Notice of Decision 2024: Attanta Limited formerly known as Neovision Wealth Management LimitedcancellationSourcePDF
19/09/2023Final Notice 2023: Moorland Mayfair Wealth ManagementotherSourcePDF
18/02/2020Second Supervisory Notice 2020: Fortuna Wealth Management LimitedotherSourcePDF
11/07/2017Final Notice 2017: KWS Wealth Management LimitedcancellationSourcePDF
15/07/2016FCA Decision Notice 2016: KWS Wealth Management LimitedcancellationSourcePDF
15/04/2016Final notice 2016: M I Wealth Management LimitedcancellationSourcePDF
14/04/2015Final Notice 2015: Focus Wealth Management LLPcancellationSourcePDF
05/02/2015Final Notice 2015: Andrew Baxter trading as Wealth ManagementcancellationSourcePDF
10/03/2014FCA Final Notice 2014: Cathedral City Wealth Management LimitedcancellationSourcePDF
16/04/2013FCA Final Notice 2013: Castlehill Wealth Management LimitedcancellationSourcePDF
15/11/2012FSA Final Notice 2012: Argentum-Lex Wealth Management LimitedotherSourcePDF
24/04/2012FSA Final Notice 2012: P3 Wealth Management LimitedotherSourcePDF
09/01/2009FSA Final Notice 2009: Veritas Wealth Management LimitedotherSourcePDF
10/11/2008FSA Final Notice 2008: AWD Chase de Vere Wealth Management LimitedotherSourcePDF
11/05/2007FSA Final Notice 2007: Charterhouse Consulting Wealth Management LimitedotherSourcePDF