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| Date | Action Title | Type | Reference |
|---|---|---|---|
| 22/01/2026 | Notice of Decision 2026: Invicta Capital Ltd | cancellation | SourcePDF |
| 14/10/2025 | Voluntary Application for Imposition of Requirement: BlueCrest Capital Management | other | SourcePDF |
| 08/07/2025 | Notice of Decision 2025: Aura Finance Capital Ltd | cancellation | SourcePDF |
| 18/11/2024 | Notice of Decision 2024: M Capital Investments Limited | cancellation | SourcePDF |
| 29/10/2024 | Notice of Decision 2024: Capital Motor Group limited | cancellation | SourcePDF |
| 02/08/2024 | Notice of Decision 2024: OSIRIS Capital Partners LLP | cancellation | SourcePDF |
| 23/07/2024 | Notice of Decision 2024: South Sphere Capital Limited trading as On Rentals | cancellation | SourcePDF |
| 26/03/2024 | Notice of Decision 2024: Landscape Printing Systems Ltd | cancellation | SourcePDF |
| 04/03/2024 | Notice of Decision 2024: Click Capital Limited | cancellation | SourcePDF |
| 27/10/2023 | Notice of Decision 2023: Car Sale Cap Limited | cancellation | SourcePDF |
| 11/10/2023 | Final Notice 2023: London Capital & Finance plc (in administration) | public censure | SourcePDF |
| 29/09/2023 | Notice of Decision 2023: Tusk Capital Management Limited | cancellation | SourcePDF |
| 18/09/2023 | Notice of decision 2023: DQN Global Capital Partners LLP | other | SourcePDF |
| 17/08/2023 | Notice of Decision 2023: Guyon Capital Management Limited | cancellation | SourcePDF |
| 21/07/2023 | Notice of Decision 2023: Ocean Capital Credit Ltd | cancellation | SourcePDF |
| 13/07/2023 | Final Notice 2023: Bastion Capital London Limited | financial penalty | SourcePDF |
| 05/06/2023 | Final Notice 2023: ED&F Man Capital Markets Limited | financial penalty | SourcePDF |
| 25/05/2023 | Final Notice 2023: Kingsbridge Capital Advisors Limited | other | SourcePDF |
| 22/02/2023 | First Supervisory Notice 2023: Estate Capital Financial Management Limited | other | SourcePDF |
| 21/12/2022 | First Supervisory Notice 2022: Pello Capital Limited | other | SourcePDF |
| 21/10/2022 | Final Notice 2022: Automotive Capital Management Limited | cancellation | SourcePDF |
| 15/07/2022 | Final Notice 2022: The TJM Partnership Limited (Formerly known as Neovision Global Capital Limited) (In Liquidation) | financial penalty | SourcePDF |
| 19/01/2022 | Final Notice 2022: Capital Investements Limited | other | SourcePDF |
| 18/01/2022 | Final Notice 2022: Arumpro Capital Limited | other | SourcePDF |
| 18/01/2022 | Final Notice 2022: Esfera Capital, Agencia de Valores, S.A. | other | SourcePDF |
| 22/12/2021 | Decision Notice 2021: BlueCrest Capital Management (UK) LLP | financial penalty | SourcePDF |
| 09/09/2021 | Final Notice 2021: Master FinCapital Limited | cancellation | SourcePDF |
| 26/05/2021 | First Supervisory Notice 2021: ICC Intercertus Capital Limited | other | SourcePDF |
| 06/05/2021 | Final Notice 2021: Sapien Capital Limited | financial penalty | SourcePDF |
| 31/03/2021 | Final Notice 2021: Capital Car Network Limited | cancellation | SourcePDF |
| 18/12/2020 | Final Notice 2020: Blue Gate Capital Limited | public censure | SourcePDF |
| 23/11/2020 | Final Notice 2020: TFS-ICAP Limited | financial penalty | SourcePDF |
| 16/10/2020 | Final Notice 2020: Hub Capital Limited (formerly known as Mex (Europe) Limited) | cancellation | SourcePDF |
| 14/10/2020 | Final Notice 2020: Asia Research and Capital Management Ltd | financial penalty | SourcePDF |
| 05/08/2020 | Decision Notice 2020: Eurofin Capital Ltd | other | SourcePDF |
| 01/06/2020 | First supervisory notice 2020: Hoch Capital Ltd | other | SourcePDF |
| 28/02/2019 | Second Supervisory Notice 2019: London Capital & Finance PLC | other | SourcePDF |
| 19/11/2018 | Final Notice 2018: Capital Steel Limited | cancellation | SourcePDF |
| 21/05/2018 | Final Notice 2018: Forseti Capital LLP | cancellation | SourcePDF |
| 23/01/2018 | Final Notice 2018: Noisnep Capital Limited | other | SourcePDF |
| 16/01/2018 | Second Supervisory Notice: Stargate Capital Management Limited and Stargate Corporate Finance Ltd | other | SourcePDF |
| 10/11/2017 | Final Notice 2017: Capita Financial Managers Limited | public censure | SourcePDF |
| 07/07/2017 | Re-issued First Supervisory Notice: Stargate Capital Management Limited and Stargate Corporate Finance Ltd | other | SourcePDF |
| 10/04/2017 | Final Notice 2017: Collins Ward Capital Management Ltd | cancellation | SourcePDF |
| 20/01/2017 | Final Notice 2017: Notion Capital Managers LLP | cancellation | SourcePDF |
| 20/09/2016 | Final notice 2016: Danmirr Capital Limited | other | SourcePDF |
| 22/07/2016 | Final notice 2016: Kildare Capital (UK) Limited | cancellation | SourcePDF |
| 13/07/2016 | Final notice 2016: Volpe Capital Management LLP | cancellation | SourcePDF |
| 01/06/2016 | Final notice 2016: CT Capital Limited | financial penalty | SourcePDF |
| 12/11/2015 | Final notice 2015: AR Capital | other | SourcePDF |
| 26/05/2015 | Application for a requirement on part 4A permission: La Cloche Capital Markets Limited | other | SourcePDF |
| 19/03/2015 | Final Notice 2015: Glocal Capital Partners Limited | cancellation | SourcePDF |
| 22/01/2015 | Final Notice 2015: David Caplin | prohibition order | SourcePDF |
| 26/02/2014 | OFT Requirement Notice: Capital Cash Limited | other | SourcePDF |
| 26/02/2014 | FCA Final Notice 2014: Forex Capital Markets Limited (FXCM Ltd) and FXCM Securities Limited (FXCM Securities) | financial penalty | SourcePDF |
| 13/02/2014 | OFT Requirement Notice: Tower Capital Limited | other | SourcePDF |
| 24/12/2013 | FCA First Supervisory Notice 2013: Hartmann Capital Limited | other | SourcePDF |
| 16/12/2013 | FCA Final Notice 2013: Dexion Capital plc | other | SourcePDF |
| 25/09/2013 | FCA Final Notice 2013: ICAP Europe Ltd | financial penalty | SourcePDF |
| 02/07/2013 | FCA Final Notice 2013: Praetor Capital LLP | cancellation | SourcePDF |
| 11/06/2013 | FCA Final Notice 2013: Xcap Securities PLC | financial penalty | SourcePDF |
| 10/05/2013 | FCA Final Notice 2013: Montague Capital Limited | cancellation | SourcePDF |
| 13/11/2012 | FSA Final Notice 2012: Capita Financial Managers Limited | other | SourcePDF |
| 20/03/2012 | FSA Decision Notice 2012: Dynamic Decisions Capital Management Ltd | other | SourcePDF |
| 15/02/2012 | FSA Final Notice 2012: Greenlight Capital Inc | other | SourcePDF |
| 12/01/2012 | FSA Decision Notice 2012: Greenlight Capital Inc. | other | SourcePDF |
| 02/12/2011 | mayfair_capital_invest.pdf | other | SourcePDF |
| 17/06/2011 | FSA Final Notice 2011: Omagis Capital Limited | other | SourcePDF |
| 15/06/2011 | FSA Second Supervisory Notice 2011: Omagis Capital Limited | other | SourcePDF |
| 03/02/2011 | FSA Supervisory Notice 2011: Omagis Capital limited | other | SourcePDF |
| 26/01/2011 | FSA Final Notice 2011: Barclays Capital Securities Limited (Barclays Capital or the Firm) | other | SourcePDF |
| 20/09/2010 | FSA Final Notice 2010: IC2 Capital LLP | other | SourcePDF |
| 16/09/2010 | FSA Final Notice 2010: Capital Solutions (S&J) Limited | other | SourcePDF |
| 17/06/2010 | FSA Final Notice 2010: Vantage Capital Markets LLP | other | SourcePDF |
| 23/09/2009 | FSA Final Notice 2009: Capital Enterprises (Yorkshire) Limited | other | SourcePDF |
| 19/08/2009 | FSA Final Notice 2009: Barclays Capital Securities Limited and Barclays Bank plc | other | SourcePDF |
| 06/03/2009 | FSA Final Notice 2009: Capital Insurance Services Limited | other | SourcePDF |
| 29/10/2007 | FSA Final Notice 2007: Granite Capital Limited | other | SourcePDF |
| 15/02/2007 | FSA Final Notice 2007: Capital One Bank (Europe) Plc | other | SourcePDF |
| 30/01/2007 | FSA Final Notice 2007: GE Capital Bank Limited | other | SourcePDF |
| 21/11/2006 | FSA Final Notice 2006: Capital Mortgage Connections Ltd | other | SourcePDF |
| 16/03/2006 | FSA Final Notice 2006: Capita Financial Administrators Limited | other | SourcePDF |
| 01/09/2005 | FSA Final Notice 2005: Athenaeum Capital LLP | other | SourcePDF |
| 01/12/2004 | FSA Final Notice 2004: Indigo Capital LLC & Robert Johan Henri Bonnier | other | SourcePDF |
| 01/11/2004 | FSA Final Notice 2004: Insensia Capital Limited | other | SourcePDF |
| 01/10/2004 | FSA Final Notice 2004: Capita Trust Company Limited | other | SourcePDF |