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FirmTracer aggregates publicly available data from official regulatory sources including the FCA Financial Services Register and Companies House. All data links directly to its original official source. This information is provided for research and due diligence purposes only and does not constitute legal or financial advice. FirmTracer is not affiliated with the Financial Conduct Authority or Companies House.

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  5. ARBUTHNOT LATHAM & CO., LIMITED

ARBUTHNOT LATHAM & CO., LIMITED

FRN: 143336•authorised•Profile Score
Company Status
N/A
Registration No.
00819519
Incorporated
N/A
Registered Address
Not Available

Regulatory Permissions

27 permissions across 6 categories

Designated Investment Business10 permissions
Dealing in investments as agentAdvising (ex Pension Transfers/Opt Outs)Advising on Pension Transfers/Opt OutsAgreeing to carry on a regulated activityArranging deals in investmentsArranging safeguarding and administration of assetDealing in investments as principalMaking arrangementsManaging investmentsSafeguarding and administration of assets
Consumer Credit5 permissions
Debt-counsellingCredit BrokingAdvising on a regulated credit agreement the purpose of which is to acquire landEntering into an RCA as lender (other)Exercising lenders R&D under an RCA (other)
Accepting deposits1 permissions
Accepting Deposits
Regulated Home Finance5 permissions
Entering into a reg mortgage contract as lenderAdministering a regulated mortgage contractAdvising on regulated mortgage contractsArranging regulated mortgage contractsMaking arrangements
FSMA (Authorised)3 permissions
Subject to DirectiveMoney RemitterBureau de change
CBTL3 permissions
Acting as a CBTL AdministratorActing as a CBTL LenderActing as a CBTL Advisor

Registered Individuals (21)

Full NameRoleStatus
Susan Clare Rodrigues[FCA CF] Manager of certification employeeApproved
Anthony Scott Eden[FCA CF] Material risk takerApproved
Nigel Patrick Gray BoardmanSMF9 Chair of the Governing BodyApproved
Justin Purcell[FCA CF] Manager of certification employeeApproved
Georgina Elizabeth Ellicott CummingsCPD4 - Personal recommendation on retail investments (not broker funds)Approved
Angela Ann KnightDirector of firm who is not a certification employee or a SMF managerApproved
Matthew Peter Cummings[FCA CF] Manager of certification employeeApproved
Ben Martin[FCA CF] Manager of certification employeeApproved
Jason Miguel Da Silva[FCA CF] Client dealingApproved
Christopher Michael Allen[FCA CF] Client dealingApproved
View all 21 registered individuals →

Enforcement History (0)

No enforcement actions have been identified for this firm.