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| Date | Action Title | Type | Reference |
|---|---|---|---|
| 15/08/2025 | Notice of Decision 2025: Regent Asset Management International Limited | cancellation | SourcePDF |
| 22/05/2019 | Anti-competitive conduct in the asset management sector: FCA Decisions under the Competition Act 1998 | other | SourcePDF |
| 22/05/2019 | Anti-competitive conduct in the asset management sector: FCA Decisions under the Competition Act 1998 - Annexes | other | SourcePDF |
| 22/05/2019 | Anti-competitive conduct in the asset management sector: FCA Decisions under the Competition Act 1998 | other | SourcePDF |
| 17/11/2016 | Final notice summary: EFG Asset Management | other | SourcePDF |
| 15/12/2015 | Final notice 2015: Threadneedle Asset Management Limited | other | SourcePDF |
| 05/08/2015 | Final Notice 2015: MGI Asset Management Limited | cancellation | SourcePDF |
| 28/04/2014 | FCA Final Notice 2014: Invesco Asset Management Limited, Invesco Fund Managers Limited | financial penalty | SourcePDF |
| 04/09/2013 | FCA Final Notice 2013: Independent Asset Management U.K. Limited | cancellation | SourcePDF |
| 03/06/2013 | FCA First Supervisory Notice 2013: Independent Asset Management U.K. Limited | other | SourcePDF |
| 27/03/2013 | FSA Final Notice 2013: Care Asset Management | other | SourcePDF |
| 16/07/2012 | FSA Final Notice 2012: Quintillion Asset Management Limited | other | SourcePDF |
| 08/07/2011 | FSA Final Notice 2011: Exclusive Asset Management Limited (In Liquidation) | other | SourcePDF |
| 16/02/2011 | FSA Final Notice 2011: Pinnacle Asset Management Limited | other | SourcePDF |
| 01/09/2006 | FSA Final Notice 2006: Shahzad Bamdad Shirazi (trading as Specialists Asset Management) | other | SourcePDF |
| 01/05/2006 | FSA Application Refusal 2006: Strathardle Asset Management Limited | other | SourcePDF |