Close Brothers Limited

FRN: 124750•authorised•Profile Score

Company Status

N/A

Registration No.

00195626

Incorporated

N/A

Registered Address

Not Available

Regulatory Permissions

18 permissions across 6 categories

Consumer Credit9 permissions

Entering into an RCA as lender (other)Credit BrokingEntering into Consumer Hire Agreements as ownerDebt AdjustingDebt AdministrationDebt-collectingDebt-counsellingExercising lenders R&D under an RCA (other)Exercising owners R&D under a cons. hire agreement

Accepting deposits1 permissions

Accepting Deposits

Insurance Distribution3 permissions

Advising (ex Pension Transfers/Opt Outs)Arranging deals in investmentsDealing in investments as agent

Regulated Home Finance1 permissions

Making arrangements

Designated Investment Business2 permissions

Dealing in investments as principalAgreeing to carry on a regulated activity

FSMA (Authorised)2 permissions

Money RemitterSubject to Directive

Registered Individuals (15)

Full Name	Role	Status
Sally Angela Helen Williams	Director of firm who is not a certification employee or a SMF manager	Approved
Chung Do	[FCA CF] Material risk taker	Approved
Salina Darbyshire	[FCA CF] Material risk taker	Approved
James Comrie	[FCA CF] Material risk taker	Approved
Rebekah Jane Etherington	SMF18 Other Overall Responsibility	Approved
Tracey Graham	SMF12 Chair of the Remuneration Committee	Approved
Daniel Ashley Hertz	[PRA CF] Significant risk taker or Material risk taker	Approved
Eugene Barker	[FCA CF] Material risk taker	Approved
Tara Kilduff	[FCA CF] Significant management	Approved
Fiona Louise McCallum	SMF3 Executive Director	Approved

View all 15 registered individuals →

Enforcement History (0)

No enforcement actions have been identified for this firm.