FirmTracer
FirmsEnforcementPricingTransparency

FirmTracer

Free UK financial regulatory intelligence. Updated nightly.

Platform

  • Search
  • Firms
  • Enforcement
  • Transparency

Resources

  • FCA Register (external)
  • Companies House (external)
  • Data sources

© 2026 FirmTracer. Regulatory data sourced from FCA and Companies House. Not legal or financial advice.

FirmTracer aggregates publicly available data from official regulatory sources including the FCA Financial Services Register and Companies House. All data links directly to its original official source. This information is provided for research and due diligence purposes only and does not constitute legal or financial advice. FirmTracer is not affiliated with the Financial Conduct Authority or Companies House.

  1. Home
  3. Firms
  5. National Bank Financial Inc

National Bank Financial Inc

FRN: 124715•authorised•Profile Score
Company Status
N/A
Registration No.
N/A
Incorporated
N/A
Registered Address
Not Available

Regulatory Permissions

12 permissions across 2 categories

Markets in Financial Instruments Directive6 permissions
A1 - Receive/Transmit ordersA2 - Execution of ordersA3 - Dealing on own accountA5 - Investment adviceA6 - UnderwritingA7 - Placing of fin instr w/o commitment
Designated Investment Business6 permissions
Dealing in investments as principalDealing in investments as agentArranging deals in investmentsMaking arrangementsAdvising (ex Pension Transfers/Opt Outs)Agreeing to carry on a regulated activity

Registered Individuals (5)

Full NameRoleStatus
Jeff Clapp[FCA CF] Client dealingApproved
Marc Ferrari[FCA CF] Client dealingApproved
Graham Craig Schneidmiller[FCA CF] Proprietary traderApproved
Mohamed Khalil Ben Salem[FCA CF] Material risk takerApproved
Angus Edward Bailey[PRA CF] Significant risk taker or Material risk takerApproved

Enforcement History (0)

No enforcement actions have been identified for this firm.