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FirmTracer aggregates publicly available data from official regulatory sources including the FCA Financial Services Register and Companies House. All data links directly to its original official source. This information is provided for research and due diligence purposes only and does not constitute legal or financial advice. FirmTracer is not affiliated with the Financial Conduct Authority or Companies House.

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  5. Compound Equity Group Limited

Compound Equity Group Limited

FRN: 1023836•authorised•Profile Score
Company Status
N/A
Registration No.
N/A
Incorporated
N/A
Registered Address
Not Available

Regulatory Permissions

11 permissions across 2 categories

Designated Investment Business7 permissions
Dealing in investments as agentMaking arrangementsAdvising (ex Pension Transfers/Opt Outs)Managing investmentsAgreeing to carry on a regulated activityArranging safeguarding and administration of assetArranging deals in investments
Markets in Financial Instruments Directive4 permissions
A4 - Portfolio managementA1 - Receive/Transmit ordersA2 - Execution of ordersA5 - Investment advice

Registered Individuals (1)

Full NameRoleStatus
Amelia Fleur MichieSMF16 Compliance OversightApproved

Enforcement History (0)

No enforcement actions have been identified for this firm.