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FirmTracer aggregates publicly available data from official regulatory sources including the FCA Financial Services Register and Companies House. All data links directly to its original official source. This information is provided for research and due diligence purposes only and does not constitute legal or financial advice. FirmTracer is not affiliated with the Financial Conduct Authority or Companies House.

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  5. FSA Final Notice 2009: Barclays Capital Securities Limited and Barclays Bank plc

FSA Final Notice 2009: Barclays Capital Securities Limited and Barclays Bank plc

FX Capital Securities LimitedotherOTHER
19 Aug 2009

Official Documentation

SHA-256: 0bd8c2d8a951d69a88119eb2cc93994d7b3dd6956a0b3bfdcc64e097691ea3d3
View on Regulator Website ↗

Executive Summary

  • The Violation: AI summary indexing is currently computing. Details coming soon.
  • The Penalty: Detail coming soon.
  • The Remediation: Detail coming soon.

Other enforcement actions involving FX Capital Securities Limited

FCA Final Notice 2014: Forex Capital Markets Limited (FXCM Ltd) and FXCM Securities Limited (FXCM Securities)
26 Feb 2014financial penalty
FSA Final Notice 2011: Barclays Capital Securities Limited (Barclays Capital or the Firm)
26 Jan 2011other
Disclaimer: This page contains regulatory data sourced directly from official regulators. FirmTracer is a data transparency platform and does not provide legal or financial advice. The inclusion of an entity in this database reflects public regulatory actions at a specific point in time.