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FirmTracer aggregates publicly available data from official regulatory sources including the FCA Financial Services Register and Companies House. All data links directly to its original official source. This information is provided for research and due diligence purposes only and does not constitute legal or financial advice. FirmTracer is not affiliated with the Financial Conduct Authority or Companies House.

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  5. FSA Final Notice 2005: Berkeley Independent Advisers Limited

FSA Final Notice 2005: Berkeley Independent Advisers Limited

Halcyon Independent Financial Advisers LimitedotherOTHER
01 Dec 2005

Official Documentation

SHA-256: 0ad1bae4f6c5526f77d7339b52e725fbfcd2dcf5d0941656dad1e98cd581cf36
View on Regulator Website ↗

Executive Summary

  • The Violation: AI summary indexing is currently computing. Details coming soon.
  • The Penalty: Detail coming soon.
  • The Remediation: Detail coming soon.

Other enforcement actions involving Halcyon Independent Financial Advisers Limited

First Supervisory Notice 2023: Nexus Independent Financial Advisers Limited & Nexus Investment Managers Limited
31 Jan 2023other
Final notice 2016: Independent Family Advisers Limited
02 Jun 2016other
FCA Final Notice 2014: Chase de Vere Independent Financial Advisers Limited (formerly AWD Chase de Vere Limited)
17 Nov 2014other
FSA Supervisory Notice 2012: Darley Independent Financial Advisers Limited
25 May 2012other
FSA Final Notice 2006: Berkeley Independent Advisers Limited
06 Mar 2006other
Disclaimer: This page contains regulatory data sourced directly from official regulators. FirmTracer is a data transparency platform and does not provide legal or financial advice. The inclusion of an entity in this database reflects public regulatory actions at a specific point in time.