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FirmTracer aggregates publicly available data from official regulatory sources including the FCA Financial Services Register and Companies House. All data links directly to its original official source. This information is provided for research and due diligence purposes only and does not constitute legal or financial advice. FirmTracer is not affiliated with the Financial Conduct Authority or Companies House.

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  5. Final notice 2015: Threadneedle Asset Management Limited

Final notice 2015: Threadneedle Asset Management Limited

Aegis Asset Management LimitedotherSYSTEMS FAILURE
15 Dec 2015

Official Documentation

SHA-256: cd046dc14f0ed3f1fab28e1dae64b6483ed2d1e815d481cdd5aebfbf1f3b75f4
View on Regulator Website ↗

Executive Summary

  • The Violation: AI summary indexing is currently computing. Details coming soon.
  • The Penalty: Detail coming soon.
  • The Remediation: Detail coming soon.

Other enforcement actions involving Aegis Asset Management Limited

Final Notice 2015: MGI Asset Management Limited
05 Aug 2015cancellation
FSA Final Notice 2012: Quintillion Asset Management Limited
16 Jul 2012other
FSA Final Notice 2011: Pinnacle Asset Management Limited
16 Feb 2011other
Disclaimer: This page contains regulatory data sourced directly from official regulators. FirmTracer is a data transparency platform and does not provide legal or financial advice. The inclusion of an entity in this database reflects public regulatory actions at a specific point in time.