Final Notice 2015: Robin Farrell

* Robin Farrell, as Chief Executive Officer, failed to act with integrity by not properly managing serious conflicts of interest arising from specific transactions. He also failed to ensure adequate systems were in place for managing conflicts and controlling non-public information. * A financial penalty of £650,000 was imposed. His approval to perform controlled functions was withdrawn, and he was banned from performing any function in any regulated activity due to not being fit and proper. * No remediation requirements stated in notice.